SEC FORM 3 SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
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1. Name and Address of Reporting Person*
SCHWARTZ BRIAN

(Last) (First) (Middle)
NAVY YARD PLAZA
1 FIRST AVENUE PARISH, BUILDING #3

(Street)
BOSTON MA 02129

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
03/26/2008
3. Issuer Name and Ticker or Trading Symbol
ZIOPHARM ONCOLOGY INC [ ZIOP ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
V.P. Chief Medical Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 25,000(1) D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Options(2) (3) 05/10/2016 Common Stock 100,000 5.35 D
Stock Options(2) (4) 12/13/2016 Common Stock 15,000 6.49 D
Stock Options(2) (5) 06/18/2015 Common Stock 35,000 4.85 D
Stock Options(2) (6) 12/12/2017 Common Stock 50,000 2.73 D
Explanation of Responses:
1. Restricted stock grant. Restrictions lapse on 12/1/2008.
2. Right to buy.
3. 33,334 shares are currently vested. 33,333 shares vest on each of 5/10/08 and 5/10/09.
4. 5,000 shares are currently vested. 5,000 shares vest on each of 12/13/08 and 12/13/09.
5. 11,667 shares vest on each of 6/18/08 and 6/18/09; 11,666 shares vest on 6/18/10.
6. 16,667 shares vest on each of 12/12/08 and 12/12/09; 16,666 shares vest on 12/12/10.
/s/ Brian Schwartz 04/02/2008
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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